Your success as a trader requires a proactive tax strategy. Before you go, claim your access to expert resources on Section 85 rollovers, corporate structuring, and high-stakes crypto compliance.
Fulfill FINTRAC’s mandatory 2-year audit requirement with a comprehensive, objective review of your compliance program, operational controls, and risk frameworks.
Mandatory 2-year compliance audits required by FINTRAC for Canadian MSBs. We evaluate your policies, test operational controls, and issue formal remediation reports. Focuses on AML Effectiveness
Protecting Your Business & Banking Relationships
Under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA), every FINTRAC-registered Money Services Business (MSB) and Virtual Asset Service Provider (VASP) in Canada must conduct an independent review of its compliance program every two years.
Operating with an outdated or unverified compliance framework exposes your firm to administrative monetary penalties (AMPs), regulatory enforcement, and immediate de-risking by commercial banking partners.
2-Year Cycle | Mandatory FINTRAC Requirement
100% Objective | Independent Third-Party Review
Audit-Ready | Formal Remediation Reporting
Program & Policy Evaluation
In-depth examination of your Compliance Manual, Risk Assessment Document, and KYC/KYT policies against the latest FINTRAC expectations and sector guidance.
Operational & Sample Testing
Empirical testing of transaction samples, Suspicious Transaction Reports (STRs), Large Virtual Currency Transaction Reports (LVCTRs), and sanctions screening workflows.
Independent Effectiveness Report
Delivery of a detailed, audit-ready compliance report evaluating program effectiveness, operational gaps, and internal control strength.
Action & Remediation Plan
A step-by-step remediation roadmap to resolve identified compliance gaps before FINTRAC examiners inspect your firm.
Independent Effectiveness Report
Delivery of a detailed, audit-ready compliance report evaluating program effectiveness, operational gaps, and internal control strength.
Who This Review Is For
Independent Foreign Exchange (FX) Desks needing bank account maintenance.
Fiat-to-Crypto OTC Desks & VASPs handling high-volume digital asset transfers.
Payment Service Providers (PSPs) maintaining corporate payment channels.
Entity Intake & Structural Review: We assess your corporate structure, business model, transaction flows, and jurisdictional requirements.
Policy Architecture & Drafting: We author custom AML/ATF manuals, KYC workflows, and risk assessments tailored to your operational reality.
FINTRAC Portal Submission: We assemble and submit your formal registration package directly to FINTRAC and handle all regulator inquiries.
Post-Registration Launch & Banking Package: We deliver your finalized compliance program, CCO guidance, and documentation required for corporate banking applications.
Meet the Minds Behind the Management
Get a free 30-minute strategy session with our team.
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